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NAIC/NASD/IMSA Compliant

At COSS, we take industry compliance seriously.  COSS employs content experts and respected industry leaders to ensure the compliance of our software solutions.  Compliance highlights include

NAIC- and NASD-compliant product illustration ledgers
Enterprise Advanced Marketing system: reviewed and approved by Douglas I. Friedman, J.D., CLU, founding partner of Friedman & Downey, P.C., and renowned industry compliance expert. Mr. Friedman monitors the regulatory environment and advises COSS on its system compliance, including IMSA reviews. 

A spirit of partnership with our client companies. New COSS system releases reflect regulatory changes and a consensus of our client companies’ recommendations. Further, new releases can be customized to accommodate your company’s compliance department concerns.

We also offer regularly scheduled Market Connection teleconferences to keep you up-to-date on compliance related issues.

 

 

 

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